How can I check if a financial advisor or investment firm has a history of targeting retirees with fraudulent schemes?
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Fan-out diagram
The searches the AI actually ran for this prompt.
SEED QUERY
How can I check if a financial advisor or investment firm has a history of targeting retirees with fraudulent schemes?
1 real search · 1 real-search pass
official SEC Investment Adviser Public Disclosure IAPD search adviser disciplinary history FINRA BrokerCheck investor.gov senior investor fraud state securities regulatorGoogle ↗
OBSERVEDConsequence
Badge and edge weight = share of passes that produced the query. Hover a query for its intent and routing format.
Query classes
Google's semantic query class for every sub-query: what kind of answer each search is after, simulated vs real.
ChatGPT real searches (1)
Classes come from the query-classifier (a local Laya model). 1 of 1 calls are low-confidence (under 50%) — hover a query in the table to see its confidence.
Searches and sources
ChatGPT1 real searches · gpt-6
official SEC Investment Adviser Public Disclosure IAPD search adviser disciplinary history FINRA BrokerCheck investor.gov senior investor fraud state securities regulator Google ↗
- Search SEC IAPD · adviserinfo.sec.gov
- Search FINRA BrokerCheck · brokercheck.finra.org
- Find your state securities regulator · nasaa.org
- Check Out Your Investment Professional · investor.gov
- How to Use the Investment Professional Search Tool on Investor.gov · investor.gov
- SEC Enforcement and Litigation · sec.gov
- SEC Action Lookup (SALI) · sec.gov
- U.S. Department of Justice · justice.gov
- PACER · pacer.uscourts.gov
- Submit a Tip or Complaint to the SEC · sec.gov
Queries
1 queries · click a column to sort