How do federal prosecutors determine whether to pursue insider trading charges under SEC civil rules versus criminal willful violation statutes?
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The searches the AI actually ran for this prompt.
SEED QUERY
How do federal prosecutors determine whether to pursue insider trading charges under SEC civil rules versus criminal willful violation statutes?
1 real search · 1 real-search pass
DOJ Justice Manual principles of federal prosecution probable cause admissible evidence sufficient conviction 9-27.220 insider trading criminal willfulness 15 USC 78ff SEC civil Rule 10b-5 burden preponderanceGoogle ↗
OBSERVEDConsequence
Badge and edge weight = share of passes that produced the query. Hover a query for its intent and routing format.
Query classes
Google's semantic query class for every sub-query: what kind of answer each search is after, simulated vs real.
ChatGPT real searches (1)
Classes come from the query-classifier (a local Laya model). 1 of 1 calls are low-confidence (under 50%) — hover a query in the table to see its confidence.
Searches and sources
ChatGPT1 real searches · gpt-6
DOJ Justice Manual principles of federal prosecution probable cause admissible evidence sufficient conviction 9-27.220 insider trading criminal willfulness 15 USC 78ff SEC civil Rule 10b-5 burden preponderance Google ↗
- To prove its claim that [name of defendant] engaged in insider trading in violation of Exchange Act § 10(b) and Rule 10b-5(a), the SEC must prove each of the following three elements by a preponderance of the evidence: · ca11.uscourts.gov
- Final Rule: Insider Trading Arrangements and Related Disclosures · sec.gov
- Raymond L. DIRKS, Petitioner v. SECURITIES AND EXCHANGE COMMISSION. | Supreme Court | US Law · law.cornell.edu
- 15 U.S.C. § 78ff: Penalties · uscode.house.gov
- 9.9 Securities Fraud · www3.ce9.uscourts.gov
- UNITED STATES OF AMERICA · sec.gov
- SALMAN v. UNITED STATES | Supreme Court | US Law · law.cornell.edu
- Justice Manual | 9-27.000 - Principles of Federal Prosecution · justice.gov
Queries
1 queries · click a column to sort
| Query / type | Search | Intent | Query class | Routing format | Cluster | Freq ↓ | Weight |
|---|---|---|---|---|---|---|---|
DOJ Justice Manual principles of federal prosecution probable cause admissible evidence sufficient conviction 9-27.220 insider trading criminal willfulness 15 USC 78ff SEC civil Rule 10b-5 burden preponderance OBSERVED | Google ↗ AI Mode ↗ | — | Consequence | — | — | 1x of 1 |